Legal & Compliance
The Legal and Compliance department provides legal advice to the organization and seeks to ensure that the company conducts its activities in accordance with applicable laws and standards.
Arctic Group
Arctic Group Policies
Read more about The Arctic Groups Terms & Policies
Complaints
All complaints will be promptly investigated and appropriate corrective action will be taken if warranted by the investigation.
You can find instructions for compliants below
Personal Data Policy
Please contact us if you have any questions concerning our data processing or Personal Data Policy.
Governance
We develop our internal procedures to stay ahead of market trends. We are continuously updating our internal Code of Conduct framework and we have seen great engagement from our employees in this regard. Our team is working non-stop to ensure that all governance procedures are in line with best practices.
Arctic Securities
Arctic Securities is authorized as an investment firm and is under supervision by the Norwegian Financial Supervisory Authority. Please find below the terms and policies that apply for our services.
In English
- General Business Terms→
- Best Execution Policy→
- Price list→
- Client Classification→
- Risk associated with financial instruments→
- Conflicts of Interest→
- Arctic Allocation Policy→
- Terms for share loans→
- Terms for Securities Financing →
- Terms for Trading and Clearing of Derivatives→
- Sustainable Financial Disclosure Regulation (SFDR)→
- Pre - Engagement Letter→
Disclaimer web
Read more about our web disclaimer.
Disclaimer Research
This document provides additional disclosures and disclaimers relevant to research reports and other investment recommendations issued by Arctic Securities AS (“Arctic”), according to the Securities Trading Act Section 3-10 with further regulations.
Research history
Please find below a link to Arctic research history. The list includes all recommendations on any financial instrument or issuer that has been disseminated during the preceding 12-month period.
Capital Adequacy
Periodic information on capital. Only available in Norwegian.
Licenses
For information regarding licences Arctic Securities and its subsidiaries hold.
Regulatory Reporting
Relevant documents with regards to regulatory reporting.
Top five venues for order execution in 2023
- Euronext Oslo
- DXE (CBOE Europe Equities)
- Euronext Growth Oslo
- XTX Markets SAS
- Nasdaq Stockholm AB
Any questions regarding legal and compliance?
